WebA derivatives clearing organization shall report to the Commission no later than 15 days after any change in the derivatives clearing organization 's independent public … WebMinimum financial requirements for futures commission merchants and introducing brokers. § 1.18. Records for and relating to financial reporting and monthly computation by futures …
eCFR :: 17 CFR Part 39 -- Derivatives Clearing Organizations
WebJul 31, 2024 · The OCC, Board, FDIC, SEC, and CFTC (together, the agencies) are adopting amendments to the regulations implementing section 13 of the Bank Holding Company Act (BHC Act). Section 13 contains certain restrictions on the ability of a banking entity or nonbank financial company supervised by the... WebApr 10, 2024 · Fridays CFTC update showing S&P shorts highest read since 2011. Net short position steadily climbing over a month so heavy numbers offside, getting squeezed. Big data point on Wednesday with US CPI. 10 Apr 2024 19:18:41 ... radstock to bath cycle route
CFTC Proposes Relief for Non-US Commodity Pool Operators
WebApr 1, 2024 · The Commodity Futures Trading Commission (CFTC or Commission) is providing notice that it is seeking public comments on its draft 2024-2026 Strategic Plan. This Commission-approved version of the Strategic Plan includes the CFTC's mission, strategic goals, and strategic objectives. DATES: Comments must be submitted on or … Based in Washington, D.C., the CFTC maintains regional offices in Chicago, New York and Kansas City, Missouri. The Commission consists of five Commissioners appointed by the President of the United States to serve staggered five-year terms. The President, with the consent of the United States Senate, designates one of the commissioners to serve as chairman. No more … WebJan 17, 2024 · The CFTC codified existing guidance 18 which clarifies that “non-U.S. persons,” as defined in CFTC Rule 4.7 (a), are eligible to participate in Commodity Pools … radstock to frome walk